Skip to Main Content
It looks like you're using Internet Explorer 11 or older. This website works best with modern browsers such as the latest versions of Chrome, Firefox, Safari, and Edge. If you continue with this browser, you may see unexpected results.
-
Attorney Liability After Sarbanes-Oxley by Steinberg, Marc I.This book explains the perils for lawyers in the wake of the Sarbanes-Oxley Act of 2002 and provides expert advice on the steps that can be taken to minimize them. Coverage includes: practical measures to prevent liability; "up-the-ladder" reporting; client identification; primary and secondary liability; conflicts of interest; and whistleblower complaints. It also provides guidance on in-house counsel's role within the boardroom, when to write letters to clients and memos to the file, and other steps that can avert disaster.
Lexis (ID and password required)
-
Sarbanes-Oxley Manual - A Handbook for the Act and SEC Rules (CCH)Contains detailed discussion of the extensive SEC rulemaking that filled in the statutory framework, as well as a discussion of the statutes. It also looks at the legislative history, as well as subsequent SEC staff interpretations. In addition, it examines court decisions interpreting various provisions of the Sarbanes-Oxley Act.
Westlaw (ID and password required)
-
Sarbanes-Oxley in Perspective by Bloomenthal, Harold S.Offers a comprehensive analysis of the Sarbanes-Oxley Act and the rules and regulations that have followed its enactment. From Enron and the legislative history to civil and criminal penalties, this title provides a detailed discussion of SOA and its impact. It provides coverage of reporting, corporate governance, professional responsibility of attorneys, public accountants, regulation of analysts, SEC enforcement, and private actions.
Westlaw (ID and password required)
