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Attorney Liability After Sarbanes-Oxley by Steinberg, Marc I.This book explains the perils for lawyers in the wake of the Sarbanes-Oxley Act of 2002 and provides expert advice on the steps that can be taken to minimize them. Coverage includes: practical measures to prevent liability; "up-the-ladder" reporting; client identification; primary and secondary liability; conflicts of interest; and whistleblower complaints. It also provides guidance on in-house counsel's role within the boardroom, when to write letters to clients and memos to the file, and other steps that can avert disaster.
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Sarbanes-Oxley Manual - A Handbook for the Act and SEC Rules (CCH)Contains detailed discussion of the extensive SEC rulemaking that filled in the statutory framework, as well as a discussion of the statutes. It also looks at the legislative history, as well as subsequent SEC staff interpretations. In addition, it examines court decisions interpreting various provisions of the Sarbanes-Oxley Act .
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Sarbanes-Oxley in Perspective by Bloomenthal, Harold S.Offers a comprehensive analysis of the Sarbanes-Oxley Act and the rules and regulations that have followed its enactment. From Enron and the legislative history to civil and criminal penalties, this title provides a detailed discussion of SOA and its impact. It provides coverage of reporting, corporate governance, professional responsibility of attorneys, public accountants, regulation of analysts, SEC enforcement, and private actions.
