Securities Resources

Integrates laws and regulations, opinions and dockets, SEC and SRO materials, treatises, Bloomberg BNA Law Reports and Portfolios, a selection of transaction resources, including DealMaker Document Search with over 300,000 transactional documents. New features include distinct practice pages for financial services, capital markets and securities litigation, enhanced EDGAR search, fielded No-Action Letter Search, and “Go To” citation search for quick access to securities laws and regulations, including major Acts, the Code of Federal Regulations, and SEC and CFTC materials.
Bloomberg Law (ID and password required)

Legal news and analysis on securities. Covers lawsuits, enforcement, shareholders, derivatives, fraud, ERISA, accounting, insider trading, legislation, regulation.
(Access limited to NYLS community)

A reference for SEC Division of Enforcement staff in the investigation of potential violations of the federal securities laws. It contains various general policies and procedures and is intended to provide guidance only to the staff of the Division.

Topics include the rulemaking activity of the SEC and SROs, precedent-setting court cases, state and federal legislative trends, international securities law developments, emerging best practices, and disclosure and investor relations issues.
Westlaw (ID and password required)

Daily update of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. Also included is a list of upcoming public events including meetings, public appearances, and hearings, and latest filings for the most recent company filings and previous What’s New Issues. Its predecessor, the SEC News Digest Archives (1956-2013) is a separate link.